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Saturday, August 20, 2011

Retail banking Strategy – Inclusive and Responsible Retail Banking


Introduction: Retail banking in India has seen a dramatic change over the years. It has evolved from a time when the mindset of a traditional middle class Indians used to be debt averse, which preferred managing under their thrifty means to the current mindset which doesn’t hesitate in taking loans for spending. To keep in pace, the retail banking environment today is changing fast. The changing customer demographics compel to create a differentiated platform based on latest technology, improved service and banking convenience. Indian retail banking is expanding very fast with total revenue is expected to be $20 billion.

The Retail Banking environment today is changing fast. The changing customer demographics demands to create a differentiated application based on scalable technology, improved service and banking convenience. Higher penetration of technology and increase in global literacy levels has set up the expectations of the customer higher than never before. Increasing use of modern technology has further enhanced reach and accessibility.
Present day tech-savvy bankers are now more looking at reduction in their operating costs by adopting scalable and secure technology thereby reducing the response time to their customers so as to improve their client base and economies of scale.
The solution lies to market demands and challenges lies in innovation of new offering with minimum dependence on branches – a multi-channel bank and to eliminate the disadvantage of an inadequate branch network. Generation of leads to cross sell and creating additional revenues with utmost customer satisfaction has become focal point worldwide for the success of a Bank.
Consumer Insight: Loyalty towards banks and debt shyness is typically the characteristics of Indian customers but there are different customer segments which attracts significant amount superior service .Traditional middle class and lower middle class income group customers prefers the service of large state owned bank which largest developing tech savvy generation X higher middle class customer value the service of foreign banks. Middle age group customers (30-39) showing inclination towards mortgage although the penetration is quite low(6%) as compared to Asian average(18%).Credit card penetration is low (18%) as compared to Asian average(45%) and older segment of customer(45 years and more) is the largest in number.
Wealth management segment in India is unorganized and primarily dominated by Tax Advisors and agents but has significant potential as sizable percentage of customers are willing to pay for the service. Also the adaptation of alternate delivery models of banking service like internet banking, mobile banking  and ATM services are growing at a rapid rate specifically 20-29 year old age group of customer segment.
In a nut shell although loyalty towards bank is still predominant but customers are ready to judge new services and products. Also choosing decision is a guided by knowledgeable investment advice, reasonable waiting time, the quick resolution of problems and a full range of products and services.
Drivers of Retail Growth: Main reasons for growth in retail banking are
v  Growing disposable incomes
v  Youngest population in the world
v  Increasing literacy levels
v  Higher adaptability to technology
v  Growing consumerism
v  Fiscal incentives for home loans
v  Changing mindsets-willingness to borrow/lend
v  Desire to improve lifestyles
v  Banks vying for higher market share
Competition: To combat  the competition  from upcoming sector like mutual funds, insurance and  other  third party  products,  Banks  have  entered  into  tie  ups  with  the  above  mentioned  companies  and enjoys  commission  i.e.  Noninterest Income.  Thus  banking  industry  should  combat  the  competition  from private and  foreign banks   by   having    a    control   of  interest   fluctuation avoiding   money   laundering   , outsourcing agencies for verification having proper standard  and qualification .The  pressure  to  adhere  to  aggressive  Basel  II  deadlines  for  many  first    wave institutions has meant that additional business benefits such as better management of risk/ returns enhanced  pricing, and  more sophisticated risk management  practices  have  lar gely  been  left by the wayside . Basel  II  implementations  have  been  progressing  for  the  past  five  years  within first-  wave  institutions.   This momentum has  reached  significant  milestones  in  Europe and, to varying degrees, in the Asia – pacific region and elsewhere. The past few years have seen large–scale, resource – intensive projects deliver the new Basel framework, with firms spending on average  between $  50  - $  100  million  (or  3-  7 bps of  assets)  on their  Basel  II programs .However despite  good  progress  towards  deadlines  this  year  for  first    wave  institutions many  firms  have  focused  on  completing  the  regulatory aspects of Basel II .  
Industry Response: Industry responded with flexible banking (ATM,net banking,improved processes/bundled product offerings like insurance, mutual fund ,brokerage wealth management, faster services and better process oriented operation like case manager approach of handling client started by ICICI Bank. Also some of banks try to differentiate by creating customer specific products like Doctors Loan, Loan to small trader etc. Other than this bank’ customer has replaced ‘Branch’ customer through decentralization and transfer pricing mechanism to promote products, focus on understanding customer needs/ preferences, segmentation/differentiation of customers, customer driven strategies and building relationships are the area where bank is devoting more time.
Future Of Retail Banking : The accelerated retail growth has been on a historically low base  penetration continues to be significantly low compared to global bench marks share of retail credit expected to grow from 22% to 36% and retail credit expected to grow to Rs.575,000 crs by 2012 at an annual growth rate of 25%. Dramatic changes expected in the credit portfolio of Banks in the next 5 years with housing will continue to be the biggest growth segment, followed by Auto loans. Banks need to expand and diversify by focusing on non urban segment as well as varied income and demographic groups. Rural areas offer tremendous potential too which needs to be exploited.
Various issues and challenges: First  retention  of  consumers  is  going  to  be  a  major  challenge. According to  a research  by  Reich help and Sesser in the Harvard Business Review, 5 percent increase in customer retention  can  Increase  probability  by  35  percent  in  banking  business,  50  percent  in  insurance  and  brokerage, and  125 percent  in the consumer credit  card market. Thus, banks need to emphasize retaining customers and increasing market share.  Second,  rising  indebtedness  could  turn  out  to  be  a  cause  for  concern  for  the  future.  India’s   position,  of  course,  is  not  comparable  to  that  of  the  developed  world  where household debt  as  a    production  of  disposable  income  is  much  higher.  Such a scenario creates high   uncertainty.  expressing  concerns  about  the  high  growth  witnessed  in  the  consumer  credit  segments the Reserve bank has, as a temporary measure, put in place risk containment  measures  and  increased  the  risk  weight  from  100  percent  to  125  percent  in  case  of  consumer  credit  including personal loans and credit cards.  Third, information technology posses both opportunities and challenges.  Even with ATM  machines  and  interest  banking,  many  consumers  still  prefer  the  personal  touch  of  their  neighborhood branch  bank.  Technology has made  it  possible to  deliver services throughout the  branch bank  network,  providing instant  updates to  checking  accounts  and rapid  movement of  money  for  stock  transfers.  However,  this  dependency  on  the  network  has    brought    IT  Department’s  additional  responsibilities  and    challenges  in  managing,  maintaining  and  optimizing  the  performance  of  retail  banking  networks.  Illustratively, ensuring that all bank products and  services  are available,  at all  times, and  across the entire organization  is essential  for  today’s  retail  banks  to  generate  revenues  and  remain  competitive.  Besides, there are network  management  challenges,  where  by  keeping  these  complex,  distributes  networks  and applications  operating  properly  in  support  of  business  objectives  become  essential.  Specific challenges  include  ensuring  that  account  transaction  applications  run  efficiently  between  the branch office and data centers. Fourth,  KYC  issues  and  money  laundering  risks  in  retail  banking  is  yet  another  important issue. Retail lending is often regarded as  a low  risk area for  money  laundering because of  the perception  of  the  sums  involved.  However, competition for  clients  may  also  lead  to  KYC procedures being waived in the bid for new business. Banks must   also consider seriously the type of identification  documents  they   will  accept  and  other processes to be completed.
Strategic prerequisites: As   par one study conducted by McKinsy and IBA banks must consider following points before making a strategy
v  Performance oriented leadership

v  Sophisticated marketing and sales

v  Efficient distribution channels

v  Process efficiency and ease of scalability

v  Superior credit policy, procedures and skills

Strategies for Future: With the above discussion on market dynamics, competition and challenges banks need to focus on following strategies
v  Reaching to masses   :   Need to customize for different customer segments
v  Customer segmentation/differentiation
v  Data mining/CRM based campaigns
v  Products per customer/loyalty
v  Promoting low risk retail lending products
v  Offer an array of products and financial advisory.
v  Cost effective expansion
v  Renewed emphasis on superior execution by front-line employees
v  Grow through Alliances: Hospitality, Education, Retailers, Automobiles, Consumer Durables, Housing/Construction
v  Innovation for micro lending products for Financial Inclusion
v  Separate business model for lending into Microfinance Institution, Agriculture credit
v  Effective IT strategy to incorporate UID based banking once UID operational
v  Focus on world class risk management practices

Conclusion: There is a need of constant innovation in retail banking.  In bracing for tomorrow, a paradigm     shift    in    bank    financing    through    innovation    products   and mechanisms involving   constant   up   gradation and revalidation of   the   bank   internal   systems  and processes is  called  for  .  Banks now need to use retail as  a  growth  trigger.  This requires product  development  and  differentiation  ,  innovation  and  business  process  reengineering  , micro      planning   ,   marketing   ,   prudent   pricing   ,   customization   ,   technological up gradation, home/electronics/mobile banking ,  cost reduction  and cross selling. While retail banking offers phenomenal opportunities for growth, the challenges are  equally  daunting. How  far  the  retail  banking  is  able to  lead  growth  of  the  banking industry in  future  would depend  upon  the  capacity  building  of  the  banks  to  meet  the challenges and make  us e of
the opportunities   profitably. However the  kind  of technology used and the  efficiency  of   operations  would  provide  the  much  needed competitive  edge  for  success in  retail  banking  business  .    Furthermore,   in all these customer interest   is of paramount   importance.  The   banking sector in India in demonstrating it very well. At the end of the day the bank that best addresses and anticipates customer’s needs, delivers consistently higher quality service and connects to the customer via their channel of choice wins.

My Opinion

It is clear from above discussion that Indian retail banking is in high growth stage. But steady focus on urban segment of customers is a continuous and dangerous trend which does not contribute to the inclusive growth of the economy. For Financial Inclusion banks need to look at the other developing countries for new business models used to reach under banked and unbanked population. Last couple of decades banks expanded their retail presence in rural areas by branch network,BC model, rural bank kiosk, partnership with retailers and mobile operators. Recently SBI tied up with Airtel to provide banking service on mobile phone.Infact Vodafone has done splendid job in Kenya by its m-peso mobile banking platform and same success story can be learned and applied into Indian context.
ICICI bank also collaborated with IIT Bombay to develop rural ATM which can significantly reduced ATM installation and maintenance charges and can be deployed successfully in rural environment. Also existing cooperative and NGO distribution channel can be effectively used for rural banking penetration. Another delivery channel is e-account collaboration between bankers and mobile service providers.WIZZKITT in South Africa, Global Telecom in Philippines applied such type of model. IT can be used to tackle some of the cost saving measures for rural retail banking and FINO has helped many banks to achieve that. Also commercial bank can help in promoting credits to small scale industries apart from SIDBI to promote rural commercial credit. Now risk management system in all banks need to be modernized to process large number of rural credit and existing processes need to be streamlined so that risk can be mitigated.  Cooperatives can play a vital role in this regard. Recently Union Bank of India collaborated with GCMMF to supply credit to milk producers. This shows the success stories cooperative and bank joint initiative can increase the rural credit to substantial amount.
Another opportunity of delivery channel comes from Indian postal service network which has fairly large rural penetration. If RBI collaborate with Indian Post to deliver banking services than bank does not have to go for rural branches or third party BC network. Already various mobile customers are using postal networks for promoting their products. It will be win win situation for postal department and banks where revenue sharing model can be implemented to benefit both the stakeholders.
Innovation in delivery channel and products can help banks to take advantage of vast rural unbanked market and can make a difference in millions of life.

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